The Structural Transformation of the Public Sphere

Habermas' thesis

The Structural Transformation of the Public Sphere was Habermas's first major work. It also satisfied the rigorous requirements for a professorship in Germany; in this system, independent scholarly research, usually resulting in a published book, must be submitted, and defended before an academic committee; this process is known as Habilitationsschrift or habilitation. The work was overseen by the political scientist Wolfgang Abendroth, to whom Habermas dedicated it. Habermas describes the development of a bourgeois public sphere in the eighteenth and early nineteenth centuries as well as its subsequent decline.

The Reading Room by Johann Peter Hasenclever

The first transition occurred in England, France, the United States, and Germany over the course of 150 years or so from the late seventeenth century. England led the way in the early eighteenth century, with Germany following in the late eighteenth century. Habermas tries to explain the growth and decline of the public sphere by relating political, social, cultural and philosophical developments to each other in a multi-disciplinary approach. Initially, there were monarchical and feudal societies which made no distinction between state and society or between public and private, and which had organized themselves politically around symbolic representation and status. These feudal societies were transformed into a bourgeois liberal constitutional order which distinguished between the public and private realms; further, within the private realm, there was a bourgeois public sphere for rational-critical political debate which formed a new phenomenon called public opinion. Spearheading this shift was the growth of a literary public sphere in which the bourgeoisie learned to critically reflect upon itself and its role in society. This first major shift occurred alongside the rise of early non-industrial capitalism and the philosophical articulation of political liberalism by such thinkers as Hobbes, Locke, Montesquieu (See: The Spirit of the Laws), Rousseau, and then Kant. The bourgeois public sphere flourished within the early laissez-faire, free-market, largely pre-industrial capitalist order of liberalism from the late eighteenth century to the mid-nineteenth century.

The second part of Habermas' account traces the transition from the liberal bourgeois public sphere to the modern mass society of the social welfare state. Starting in the 1830s, extending from the late nineteenth century to the early twentieth century, a new constellation of social, cultural, political, and philosophical developments took shape. Hegel's critique of Kant's liberal philosophy anticipated the shift, according to Habermas, and this shift came to a philosophical head in Marx's astute diagnosis of the contradictions inherent in the liberal constitutional social order. Habermas saw the modified liberalism of Mill and Tocqueville with their ambivalence toward the public sphere as emblematic manifestations of these contradictions.

Paralleling this philosophical progression against classical liberalism were major socio-economic transformations based on industrialization, and the result was the rise of mass societies characterized by consumer capitalism in the twentieth century. Clear demarcations between public and private and between state and society became blurred. The bourgeois public sphere was transformed by the increasing re-integration and entwining of state and society that resulted in the modern social welfare state. This shift, according to Habermas, can be seen as part of a larger dialectic in which political changes were made in an attempt to save the liberal constitutional order, but had the ultimate effect of destroying the bourgeois public sphere. He highlights the pernicious effects of commercialization and consumerization on the public sphere through the rise of mass media, public relations, and consumer culture. He delineates how these developments thwarted rational-critical political debate, including political parties functioning in a way that bypassed the public sphere, undermining parliamentary politics.[4]

Habermas drew on the cultural critiques of critical theory from the Frankfurt School,[5][6] which included important thinkers such as Theodor Adorno, who was one of his teachers at the Institute for Social Research from 1956 to 1959. Habermas began his habilitation during this period, but due to intellectual tensions with the Institute's director, philosopher and sociologist Max Horkheimer, he moved to the University of Marburg, where he completed the work under Wolfgang Abendroth.[7]


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