The Metamorphosis (German: Die Verwandlung) is a novella written by Franz Kafka which was first published in 1915.Plot
One day, Gregor Samsa, a traveling salesman, wakes up to find himself transformed into a giant insect (the most common translation of the German description ungeheures Ungeziefer, literally "monstrous vermin"). He reflects on how dreary life as a traveling salesman is. As he looks at the wall clock, he notices that he has overslept and missed his train for work. He ponders the consequences of this delay. Gregor becomes annoyed at how his boss never accepts excuses or explanations from any of his employees no matter how hard-working they are, displaying an apparent lack of trusting abilities. Gregor's mother knocks on the door, and he answers her. She is concerned for Gregor because he is late for work, which is unorthodox for him. Gregor answers his mother and realizes that his voice has changed, but his answer is short, so his mother does not notice. His sister, Grete, to whom he is very close, then whispers through the door and begs him to open it. He tries to get out of bed but is incapable of moving his body. While trying to move, he finds that his office manager, the chief clerk, has shown up to check on him. He finally rocks his body to the floor and calls out that he will open the door shortly.
Offended by Gregor's delayed response in opening the door, the clerk warns him of the consequences of missing work. He adds that Gregor's recent performance has been unsatisfactory. Gregor disagrees and tells him that he will open the door shortly. Nobody on the other side of the door has understood a single word he had uttered as Gregor's voice has also transformed, and they conclude that he is seriously ill. Finally, Gregor manages to unlock and open the door with his mouth. He apologizes to the office manager for the delay. Horrified by Gregor's appearance, his mother faints, and the manager bolts out of the apartment. Gregor tries to catch up with him, but his father drives him back into the bedroom with a cane and a rolled newspaper. Gregor injures himself squeezing back through the doorway, and his father slams the door shut. Gregor, exhausted, falls asleep.
Gregor awakens and sees that someone has put milk and bread in his room. Initially excited, he quickly discovers that he has no taste for milk, once one of his favorites. He settles himself under a couch. The next morning, his sister comes in, sees that he has not touched the milk, and replaces it with rotting food scraps, which Gregor happily eats. This begins a routine in which his sister feeds him and cleans up while he hides under the couch, afraid that his appearance will frighten her. Gregor spends his time listening through the wall to his family members talking. They often discuss the difficult financial situation they find themselves in now that Gregor can't provide them any help. Gregor had plans of sending Grete to the conservatory to pursue violin lessons, something everyone else – including Grete – considered a dream. His inability to provide for his family, coupled with his speechlessness, reduces his thought process greatly. Gregor also learns that his mother wants to visit him, but his sister and father will not let her.
Gregor grows more comfortable with his changed body. He begins climbing the walls and ceiling for amusement. Discovering Gregor's new pastime, Grete decides to remove some of the furniture to give Gregor more space. She and her mother begin taking furniture away, but Gregor finds their actions deeply distressing. He tries to save a picture on the wall of a woman wearing a fur hat, fur scarf, and fur muff. Gregor's mother sees him hanging on the wall and passes out. Grete angrily calls out to Gregor – the first time anyone has spoken directly to him since his transformation. Gregor runs out of the room and into the kitchen. He encounters his father, who has just returned home from work. The father throws apples at Gregor, and one of them sinks into a sensitive spot in his back and remains lodged there, paralyzing his movements for a month and damaging him permanently. Gregor manages to get back into his bedroom but is severely injured.
One evening, the cleaning lady leaves Gregor's door open while three lodgers, whom the family has taken on for additional income, lounge about the living room. Grete has been asked to play the violin for them, and Gregor – who usually takes care to avoid crossing paths with anyone in the flat – creeps out of his bedroom to listen in the midst of his depression and resultant detachment. The lodgers, who initially seemed interested in Grete, grow bored with her performance, but Gregor is transfixed by it. One of the lodgers spots Gregor, and the rest become alarmed. Gregor's father tries to shove the lodgers back into their rooms, but the three men protest and announce that they will move out immediately without paying rent because of the disgusting conditions in the apartment.
Grete, who has by now become tired of taking care of Gregor and is realizing the burden his existence puts on each one in the family, tells her parents they must get rid of Gregor, or they will all be ruined. Her father agrees, wishing Gregor could understand them and would leave of his own accord. Gregor does, in fact, understand and slowly moves back to the bedroom. There, determined to rid his family of his presence, Gregor dies.
Upon discovering Gregor is dead, the family feels a great sense of relief. The father kicks out the boarders and decides to fire the cleaning lady, who has disposed of Gregor's body. The family takes a trolley ride out to the countryside, during which they consider their finances. They decide to move to a smaller apartment to further save money, an act they were unable to carry out in Gregor's presence. During this short trip, Mr. and Mrs. Samsa realize that, in spite of going through hardships which have brought an amount of paleness to her face, Grete appears to have grown up into a pretty and well-figured lady, which leads her parents to think about finding her a husband.Characters
Gregor is the main character of the story. He works as a traveling salesman in order to provide money for his sister and parents. He wakes up one morning finding himself transformed into an insect. After the metamorphosis, Gregor becomes unable to work and is confined to his room for the remainder of the story. This prompts his family to begin working once again. Gregor is depicted as isolated from society and often misunderstands the true intentions of others.
The name "Gregor Samsa" appears to derive partly from literary works Kafka had read. A character in The Story of Young Renate Fuchs, by German-Jewish novelist Jakob Wassermann (1873–1934), is named Gregor Samassa. The Viennese author Leopold von Sacher-Masoch, whose sexual imagination gave rise to the idea of masochism, is also an influence. Sacher-Masoch wrote Venus in Furs (1870), a novel whose hero assumes the name Gregor at one point. A "Venus in furs" literally recurs in The Metamorphosis in the picture that Gregor Samsa has hung on his bedroom wall.
Grete is Gregor's younger sister, who becomes his caretaker after his metamorphosis. Initially Grete and Gregor have a close relationship, but this quickly fades. While Grete initially volunteers to feed him and clean his room, she grows increasingly impatient with the burden and begins to leave his room in disarray out of spite. Her initial decision to take care of Gregor may have come from a desire to contribute and be useful to the family, since she becomes angry and upset when the mother cleans his room, and it is made clear that Grete is disgusted by Gregor; she could not enter Gregor's room without opening the window first because of the nausea he caused her, and leaves without doing anything if Gregor is in plain sight. She plays the violin and dreams of going to the conservatory, a dream Gregor had intended to make happen; Gregor had planned on making the announcement on Christmas Day. To help provide an income for the family after Gregor's transformation, she starts working as a salesgirl. Grete is also the first to suggest getting rid of Gregor, which causes Gregor to plan his own death. At the end of the story, Grete's parents realize that she has become beautiful and full-figured and decide to consider finding her a husband.
Mr. Samsa is Gregor's father. After the metamorphosis, he is forced to return to work in order to support the family financially. His attitude towards his son is harsh; he regards the transformed Gregor with disgust and possibly even fear, and he attacks him on multiple occasions.
Mrs. Samsa is Grete and Gregor's mother. She is initially shocked at Gregor's transformation; however, she wants to enter his room. This proves too much for her, thus giving rise to a conflict between her maternal impulse and sympathy, and her fear and revulsion at Gregor's new form.Interpretation
Like most Kafka works, The Metamorphosis tends to entail the use of a religious (Max Brod) or psychological interpretation by most of its interpreters. It has been particularly common to read the story as an expression of Kafka’s father complex, as was first done by Charles Neider in his The Frozen Sea: A Study of Franz Kafka (1948). Besides the psychological approach, interpretations focusing on sociological aspects which see the Samsa family as a portrayal of general social circumstances, have gained a large following as well.
Vladimir Nabokov rejected such interpretations, noting that they do not live up to Kafka’s art. He instead chose an interpretation guided by the artistic detail but categorically excluded any and all attempts at deciphering a symbolical or allegorical level of meaning. Arguing against the popular father complex theory, he observed that it is the sister, more so than the father, who should be considered the cruelest person in the story, as she is the one backstabbing Gregor. As the central narrative theme he makes out the artist’s struggle for existence in a society replete with philistines that destroys him step by step. Commenting on Kafka’s style, he writes: “The transparency of his style underlines the dark richness of his fantasy world. Contrast and uniformity, style and the depicted, portrayal and fable are seamlessly intertwined” (german: „Die Durchsichtigkeit seines Stils betont den dunklen Reichtum seiner Phantasiewelt. Gegensatz und Einheitlichkeit, Stil und Dargestelltes, Darstellung und Fabel sind in vollkommener Weise ineinander verwoben.“)
In 1999, Gerhard Rieck pointed out that Gregor and his sister Grete form a pair, which is typical for many of Kafka’s texts: It is made up of one passive, rather austere person and another active, more libidinal person. The appearance of figures with such almost irreconcilable personalities who form couples in Kafka’s works has been evident since he wrote his short story Description of a Struggle (e.g. the narrator/young man and his “acquaintance”). They also appear in The Judgement (Georg and his friend in Russia), in all three of his novels (e.g. Robinson and Delamarche in Amerika) as well as in his short stories A Country Doctor (the country doctor and the groom) and A Hunger Artist (the hunger artist and the panther). Rieck views these pairs as parts of one single person (hence the similarity between the names Gregor and Grete), and in the final analysis as the two determining components of the author’s personality. Not only in Kafka’s life but also in his oeuvre does Rieck see the description of a fight between these two parts.
Reiner Stach argued in 2004 that no elucidating comments were needed to illustrate the story and that it was convincing by itself, self-contained, even absolute. He believes that there is no doubt the story would have been admitted to the canon of world literature even if we had known nothing about its author.
According to Peter-André Alt (2005), the figure of the vermin becomes a drastic expression of Gregor Samsa's deprived existence. Reduced to carrying out his professional responsibilities, anxious to guarantee his advancement and vexed with the fear of making commercial mistakes, he is the creature of a functionalistic professional life.
In 2007, Ralf Sudau took the view that particular attention should be paid to the motifs of self-abnegation and disregard for reality. Gregor’s earlier behavior was characterized by self-renunciation and his pride in being able to provide a secure and leisured existence for his family. When he finds himself in a situation where he himself is in need of attention and assistance and in danger of becoming a parasite, he doesn’t want to admit this new role to himself and be disappointed by the treatment he receives from his family, which is becoming more and more careless and even hostile over time. According to Sundau, Gregor is self-denyingly hiding his nauseating appearance under the canapé and gradually famishing, thus pretty much complying with the more or less blatant wish of his family. His gradual emaciation and “self-reduction” shows signs of a fatal hunger strike (which on the part of Gregor is unconscious and unsuccessful, on the part of his family not understood or ignored). Sudau (p. 163-164) also lists the names of selected interpreters of The Metarmophosis (e.g. Beicken, Sokel, Sautermeister and Schwarz). According to them, the narrative is a metaphor for the suffering resulting from leprosy, an escape into the disease or a symptom onset, an image of an existence which is defaced by the career, or a revealing staging which cracks the veneer and superficiality of everyday circumstances and exposes its cruel essence. He further notes that Kafka’s representational style is on the hand characterized by an idiosyncratic interpenetration of realism and fantasy, a worldly mind, rationality and clarity of observation, and on the other hand by folly, outlandishness and fallacy. He also points to the grotesque and tragicomical, silent film-like elements.
Fernando Bermejo-Rubio (2012) argued that the story is often viewed unjustly as inconclusive. He derives his interpretative approach from the fact that the descriptions of Gregor and his family environment in The Metarmophosis contradict each other. Diametrically opposed versions exist of Gregor’s back, his voice, of whether he is ill or already undergoing the metarmophosis, whether he is dreaming or not, which treatment he deserves, of his moral point of view (false accusations made by Grete) and whether his family is blameless or not. Bermejo-Rubio emphasizes that Kafka ordered in 1915 that there should be no illustration of Gregor. He argues that it is exactly this absence of a visual narrator that is essential for Kafka’s project, for he who depicts Gregor would stylize himself as an omniscient narrator. Another reason why Kafka opposed such an illustration is that the reader should not be biased in any way before his reading process was getting under way. That the descriptions are not compatible with each other is indicative of the fact that the opening statement is not to be trusted. If the reader isn’t hoodwinked by the first sentence and still thinks of Gregor as a human being, he will view the story as conclusive and realize that Gregor is a victim of his own degeneration.
Volker Drüke (2013) believes that the crucial metamorphosis in the story is that of Grete. She is the character the title is directed at. Gregor’s metarmophosis is followed by him languishing and ultimately dying. Grete, by contrast, has matured as a result of the new family circumstances and assumed responsibility. In the end – after the brother’s death – the parents also notice that their daughter, “who was getting more animated all the time, had blossomed […] into a beautiful and voluptuous young woman”, and want to look for a partner for her. From this standpoint, Grete’s transition, her metarmophosis from a girl into a woman, is the subtextual theme of the story.Translation
Kafka's sentences often deliver an unexpected impact just before the period – that being the finalizing meaning and focus. This is achieved from the construction of sentences in the original German, where the verbs of subordinate clauses are put at the end. For example, in the opening sentence, it is the final word, verwandelt, that indicates transformation:
Als Gregor Samsa eines Morgens aus unruhigen Träumen erwachte, fand er sich in seinem Bett zu einem ungeheuren Ungeziefer verwandelt.
As Gregor Samsa awoke one morning from uneasy dreams, he found himself transformed in his bed into a gigantic insect-like creature.
These constructions are not directly replicable in English, so it is up to the translator to provide the reader with the effect of the original text.
English translators have often sought to render the word Ungeziefer as "insect", but this is not strictly accurate. In Middle High German, Ungeziefer literally means "unclean animal not suitable for sacrifice" and is sometimes used colloquially to mean "bug" – a very general term, unlike the scientific sounding "insect". Kafka had no intention of labeling Gregor as any specific thing, but instead wanted to convey Gregor's disgust at his transformation. The phrasing used by Joachim Neugroschel is: "Gregor Samsa found himself, in his bed, transformed into a monstrous vermin", whereas David Wyllie says" "transformed in his bed into a horrible vermin".
However, in Kafka's letter to his publisher of 25 October 1915, in which he discusses his concern about the cover illustration for the first edition, he uses the term Insekt, saying: "The insect itself is not to be drawn. It is not even to be seen from a distance."
Ungeziefer has sometimes been translated as "cockroach", "dung beetle", "beetle", and other highly specific terms. The term "dung beetle" or Mistkäfer is, in fact, used by the cleaning lady near the end of the story, but it is not used in the narration: "At first, she also called him to her with words which she presumably thought were friendly, like ‘Come here for a bit, old dung beetle!’ or ‘Hey, look at the old dung beetle!’" Ungeziefer also denotes a sense of separation between himself and his environment: he is unclean and must therefore be secluded.
Vladimir Nabokov, who was a lepidopterist as well as a writer and literary critic, insisted that Gregor was not a cockroach, but a beetle with wings under his shell, and capable of flight. Nabokov left a sketch annotated, "just over three feet long", on the opening page of his (heavily corrected) English teaching copy. In his accompanying lecture notes, Nabokov discusses the type of insect Gregor has been transformed into, concluding that Gregor "is not, technically, a dung beetle. He is merely a big beetle".English translations
- 1933: Willa Muir and Edwin Muir
- 1972: Stanley Corngold
- 1993: Joachim Neugroschel
- 1996: Stanley Appelbaum
- 1999: Ian Johnston (public domain)
- 2006: audio by David Barnes
- 2012: audio by David Richardson
- 2014: audio by Bob Neufeld
- 2002: David Wyllie
- 2007: Michael Hofmann
- 2009: Joyce Crick
- 2014: Christopher Moncrieff
- 2014: Susan Bernofsky
- 2014: audio by Edoardo Ballerini
- 2014: John R. Williams
- First print: Die Verwandlung. In: Die Weißen Blätter. Eine Monatsschrift. (The White Pages. A Monthly). ed. René Schickele. "Jg. 2" (1915), "H. 10" (October), ps. 1177–1230.
- Sämtliche Erzählungen. paperback, ed. Paul Raabe. S. Fischer Verlag, Frankfurt am Main and Hamburg 1970. ISBN 3-596-21078-X.
- Drucke zu Lebzeiten. ed. Wolf Kittler, Hans-Gerd Koch and Gerhard Neumann, S. Fischer Verlag, Frankfurt am Main 1996, ps. 113–200.
- Die Erzählungen. (The stories) ed. Roger Herms, original version S. Fischer Verlag 1997 ISBN 3-596-13270-3
- Die Verwandlung. with a commentary by Heribert Kuhn, Suhrkamp Verlag, Frankfurt am Main 1999, ISBN 978-3-518-18813-2. (Suhrkamp BasisBibliothek, 13: Text und Kommentar)
- Die Verwandlung. Anaconda Verlag, Köln 2005. ISBN 978-3-938484-13-5.
- Metamorphosis. Hardcover, 2009 New Translation, Arcturus Publishing Limited. Forward by William Aaltonen ISBN 978-1-84837-202-3
- The Metamorphosis: A New Translation by Susan Bernofsky. Paperback, 2014, W. W. Norton & Company. ISBN 978-0393347098. David Cronenberg's Introduction to the book was also published as "The Beetle and the Fly" in The Paris Review.
- The Metamorphosis. Translated from the German by Karen Reppin. Illustrated by Karel Hruška and including an afterword on the creation and impact of the text. Vitalis Verlag, Prague 2017. ISBN 978-80-7253-340-4.
There are numerous film versions of the story, including:
- A 1975 television film by Jan Němec.
- A 1977 animated short film by Caroline Leaf.
- A 1987 television film by Jim Goddard.
- A 1993 short film by Carlos Atanes.
- A 2002 feature film by Valery Fokin.
- A 2004 short film by Fran Estévez.
- A 2012 feature film by Chris Swanton.
- A 2013 short film by Pencho.
- A 2017 Sinhala feature film Swaroopa by Dharmasena Pathiraja.
- Jacob M. Appel's Scouting for the Reaper contains a telling of the novella in which a rabbi attempts to arrange a "proper Jewish burial" for Gregor.
- Lance Olsen's book, Anxious Pleasures: A Novel After Kafka, retells Kafka's novella from the points of view of those inside his family and out.
- American cartoonist Robert Crumb drew a comic adaptation of the novella, which is included in the 1993 book Introducing Kafka, an illustrated biography of Kafka also known as Kafka for Beginners, R. Crumb's Kafka, or simply Kafka.
- American comic artist Peter Kuper illustrated a graphic-novel version, first published by the Crown Publishing Group in 2003.
- Marc Estrin's debut surrealist novel, Insect Dreams: The Half Life of Gregor Samsa (2002), "resurrects Kafka's half-cockroach Gregor character" vis-à-vis the world between 1915 and 1945.
- East Press published a manga version of the story in 2008 as part of their Manga de Dokuha line.
- The Meowmorphosis was released in 2011 by Quirk Books as part of the Quirk Classics series; a 'mash-up' retelling by Coleridge Cook, where Gregor Samsa wakes up as an adorable kitten, instead of a hideous insect.
- A sequel Samsa in Love was written as a short story by Haruki Murakami in his 2017 book Men Without Women. It features Gregor Samsa, who had turned back into a human, and his encounter with a hunchbacked locksmith apprentice.
Stage and opera
- Steven Berkoff performed a stage adaptation in 1969. Berkoff's text was also used for the libretto to Brian Howard's 1983 opera Metamorphosis. In 1989 Berkoff directed a Broadway production of a play, adapted by Berkoff, starring Mikhail Baryshnikov and René Auberjonois that opened at the Ethel Barrymore Theatre.
- Another stage adaptation was performed in 2006 as a co-production between the Icelandic company Vesturport and the Lyric Hammersmith, adapted and directed by Gísli Örn Garðarsson and David Farr, with a music soundtrack performed by Nick Cave and Warren Ellis. It was also performed at the Sydney Theatre Company as part of a world tour in 2009 and returned to the Lyric Hammersmith in January 2013, starring Garðarsson as Gregor Samsa.
- in 1988, Philip Glass composed and performed a five movement arrangement called Metamorphosis. It refers to and was inspired by Kafka's novel and has been used for recorded readings and stage performances of the material.
- in 2004, American Christian metal band, Showbread, released a song entitled "Sampsa Meets Kafka" off of their album No Sir, Nihilism Is Not Practical. The only lyrics to the song are "Gregor starved to death, No one dies of loneliness." The misspelling of Samsa is intentional.
- A radio drama, combining Metamorphosis with Dr. Seuss performed by David Rakoff and Jonathan Goldstein and produced by Jonathan Goldstein and Mira Burt-Wintonick with Cristal Duhaime, was broadcast in 2008, on CBC Radio One's program Wiretap in 2008. In 2012, it was broadcast on This American Life
- In 2015, BBC Radio 4 adapted the novella for radio to commemorate the 100th anniversary of its publication with the story being read by actor Benedict Cumberbatch.
- The 1995 short film Franz Kafka's It's a Wonderful Life by Peter Capaldi tells the story of the author trying to write the opening line of The Metamorphosis and experimenting with various things that Gregor might turn into, such as a banana or a kangaroo. The short is also notable for a number of Kafkaesque moments. It won the Academy Award for Live Action Short Film.
- In episode 470 of Ira Glass' public radio documentary series This American Life, a man named Samsa, who believes he's turning into a cockroach, reaches out to Dr. Seuss for advice. The doctor, however, will only respond in rhyme. The story was written and performed by David Rakoff and Jonathan Goldestein, with a cameo by Julie Snyder. It originally aired on the CBC show Wiretap.
- In Mel Brooks' film The Producers, Max Bialystok and Leo Blum read scripts of plays in order to find a "sure-fire flop" for their scheme to work. Bialystok reads one script starting with the sentence, "Gregor Samsa awoke one morning to discover he had been transformed into a giant cockroach.". He throws the script onto a pile with the words, "Na, it's too good!".
- In Mel Brooks' film Spaceballs, during the climax of the comedy, when Spaceball-1 transforms into Mega-Maid, the main antagonist Dark Helmet leans towards Colonel Sandurz and asks "Ready, Kafka?".
- In the 2006 animated film Flushed Away, a stove falls through the floor of a house to show an annoyed cockroach sitting behind it, reading a French translation of Kafka's The Metamorphosis.
- The 2002 anthology Dreaming of Angels, edited by Monica J. O'Rourke and Gord Rollo, contains a short story titled "Mickeymorphosis", in which the main character awakens to discover that he's turned into Mickey Mouse.
- 2007's Kockroach, by William Lashner under the name "Tyler Knox", inverts the premise by transforming a cockroach into a human; Lashner has stated that The Metamorphosis is "the obvious starting point for" Kockroach, and that his choice of pseudonym was made in honor of Josef K (of Kafka's The Trial).
- The comic Calvin and Hobbes by Bill Watterson references The Metamorphosis in several story arcs, including one where Hobbes references "Kafka dreams" prior to discovering a gigantic bedbug.
- In the CW television show Riverdale, based on the Archie Comics, two of the main characters, Jughead Jones and Kevin Keller, are seen with this book. Kevin Keller is seen reading it while in the Riverdale High common area and Jughead Jones has the book in the closet space he is living in, beneath the school's stairs.
- Bad Mojo, a 1996 adventure computer game, is loosely based on the story of The Metamorphosis.
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- The Metamorphosis, translated 2009 by Ian Johnston of Malaspina University-College, Nanaimo, BC
- The Metamorphosis at The Kafka project, translated by Ian Johnston released to public domain
- The Metamorphosis - Annotated text aligned to Common Core Standards
- The Metamorphosis at Project Gutenberg, translated by David Wyllie
- The Metamorphosis public domain audiobook at LibriVox
- Lecture on The Metamorphosis by Vladimir Nabokov
- Lesson on the difficulties of translating the story into English
- Metamorphosis: The Game by Mito Studio, based on the story by Franz Kafka.