The Upanishads

Development

Authorship

The authorship of most Upanishads is unknown. Radhakrishnan states, "almost all the early literature of India was anonymous, we do not know the names of the authors of the Upanishads".[35] The ancient Upanishads are embedded in the Vedas, the oldest of Hinduism's religious scriptures, which some traditionally consider to be apauruṣeya, which means "not of a man, superhuman"[36] and "impersonal, authorless".[37][38][39] The Vedic texts assert that they were skillfully created by Rishis (sages), after inspired creativity, just as a carpenter builds a chariot.[40]

The various philosophical theories in the early Upanishads have been attributed to famous sages such as Yajnavalkya, Uddalaka Aruni, Shvetaketu, Shandilya, Aitareya, Balaki, Pippalada, and Sanatkumara.[35][41] Women, such as Maitreyi and Gargi, participate in the dialogues and are also credited in the early Upanishads.[42] There are some exceptions to the anonymous tradition of the Upanishads. The Shvetashvatara Upanishad, for example, includes closing credits to sage Shvetashvatara, and he is considered the author of the Upanishad.[43]

Many scholars believe that early Upanishads were interpolated[44] and expanded over time. There are differences within manuscripts of the same Upanishad discovered in different parts of South Asia, differences in non-Sanskrit version of the texts that have survived, and differences within each text in terms of meter,[45] style, grammar and structure.[46][47] The existing texts are believed to be the work of many authors.[48]

Chronology

Scholars are uncertain about when the Upanishads were composed.[49] The chronology of the early Upanishads is difficult to resolve, states philosopher and Sanskritist Stephen Phillips,[11] because all opinions rest on scanty evidence and analysis of archaism, style and repetitions across texts, and are driven by assumptions about likely evolution of ideas, and presumptions about which philosophy might have influenced which other Indian philosophies. Indologist Patrick Olivelle says that "in spite of claims made by some, in reality, any dating of these documents [early Upanishads] that attempts a precision closer than a few centuries is as stable as a house of cards".[14]

Some scholars have tried to analyse similarities between Hindu Upanishads and Buddhist literature to establish chronology for the Upanishads.[15] Precise dates are impossible, and most scholars give only broad ranges encompassing various centuries. Gavin Flood states that "the Upanisads are not a homogeneous group of texts. Even the older texts were composed over a wide expanse of time from about 600 to 300 BCE."[50] Stephen Phillips places the early or "principal" Upanishads in the 800 to 300 BCE range.[11]

Patrick Olivelle, a Sanskrit Philologist and Indologist, gives the following chronology for the early Upanishads, also called the Principal Upanishads:[49][14]

  • The Brhadaranyaka and the Chandogya are the two earliest Upanishads. They are edited texts, some of whose sources are much older than others. The two texts are pre-Buddhist; they may be placed in the 7th to 6th centuries BCE, give or take a century or so.[51][15]
  • The three other early prose Upanisads—Taittiriya, Aitareya, and Kausitaki come next; all are probably pre-Buddhist and can be assigned to the 6th to 5th centuries BCE.[52]
  • The Kena is the oldest of the verse Upanisads followed by probably the Katha, Isa, Svetasvatara, and Mundaka. All these Upanisads were composed probably in the last few centuries BCE.[53] According to Olivelle, "All exhibit strong theistic tendencies and are probably the earliest literary products of the theistic tradition, whose later literature includes the Bhagavad Gita and the Puranas."[54]
  • The two late prose Upanisads, the Prasna and the Mandukya, cannot be much older than the beginning of the common era.[49][14]

Meanwhile, the Indologist Johannes Bronkhorst argues for a later date for the Upanishads than has generally been accepted. Bronkhorst places even the oldest of the Upanishads, such as the Brhadaranyaka as possibly still being composed at "a date close to Katyayana and Patañjali [the grammarian]" (i.e., c. 2nd century BCE).[16]

The later Upanishads, numbering about 95, also called minor Upanishads, are dated from the late 1st-millennium BCE to mid 2nd-millennium CE.[17] Gavin Flood dates many of the twenty Yoga Upanishads to be probably from the 100 BCE to 300 CE period.[18] Patrick Olivelle and other scholars date seven of the twenty Sannyasa Upanishads to likely have been complete sometime between the last centuries of the 1st-millennium BCE to 300 CE.[17] About half of the Sannyasa Upanishads were likely composed in 14th- to 15th-century CE.[17]

Geography

Geography of the Late Vedic Period

The general area of the composition of the early Upanishads is considered as northern India. The region is bounded on the west by the upper Indus valley, on the east by lower Ganges region, on the north by the Himalayan foothills, and on the south by the Vindhya mountain range.[14] Scholars are reasonably sure that the early Upanishads were produced at the geographical center of ancient Brahmanism, Kuru-Panchala, and Kosala-Videha, a "frontier region" of Brahmanism, together with the areas immediately to the south and west of these.[55] This region covers modern Bihar, Nepal, Uttar Pradesh, Uttarakhand, Himachal Pradesh, Haryana, eastern Rajasthan, and northern Madhya Pradesh.[14]

While significant attempts have been made recently to identify the exact locations of the individual Upanishads, the results are tentative. Witzel identifies the center of activity in the Brihadaranyaka Upanishad as the area of Videha, whose king, Janaka, features prominently in the Upanishad.[56] The Chandogya Upanishad was probably composed in a more western than eastern location in the Indian subcontinent, possibly somewhere in the western region of the Kuru-Panchala country.[57]

Compared to the Principal Upanishads, the new Upanishads recorded in the Muktikā belong to an entirely different region, probably southern India, and are considerably relatively recent.[58] In the fourth chapter of the Kaushitaki Upanishad, a location named Kashi (modern Varanasi) is mentioned.[14]


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